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401	FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-04-12 10:40:36 Equity securities Stock market Corporate finance SEC filings Options Form 4 Warrant Security Stock Securities Exchange Act Convertible security Regulation S-K
402	The Prospectus Directive www.cummingslaw.com The Prospectus Directive Add to Reading List Source URL: www.cummingslaw.com Language: English - Date: 2016-02-01 10:44:58 Stock market Financial markets European Union directives Systemic risk Prospectus Financial regulation Markets in Financial Instruments Directive Securities Act Red herring prospectus
403	ARBITRAGE RISK AND MARKET EFFICIENCY— APPLICATIONS TO SECURITIES CLASS ACTIONS Rajeev R. Bhattacharya & Stephen J. O’Brien* TABLE OF CONTENTS Introduction ............................................................. Add to Reading List Source URL: securities.stanford.edu Language: English - Date: 2015-11-13 19:48:04 Halliburton Financial markets Dick Cheney Economic efficiency Halliburton Co. v. Erica P. John Fund Inc. Erica P. John Fund Inc. v. Halliburton Co. Basic Inc. v. Levinson Fraud-on-the-market theory Arbitrage Efficient-market hypothesis Securities Class Action Financial economics
404	Definitions for the Monetary Authority of Singapore (“MAS”) The DME is a Recognized Market Operator under the Singapore Securities and Futures Act (the “Act”) and MAS regulation, and the investors allowed access Add to Reading List Source URL: dubaimerc.com Language: English - Date: 2015-12-04 14:49:44 Accredited investor Financial regulation Investment Futures contract Monetary Authority of Singapore Hedge fund
405	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-25 11:05:12 Stock market Corporate crime U.S. Securities and Exchange Commission Futures contract Securities Exchange Act New York Stock Exchange Securities regulation in the United States Option Security
406	University of St Andrews How to Make a Gift of Stock Thank you for considering making a gift of stock to the University of St Andrews. An outright gift of appreciated securities, or stock, to the University of St Andrews Add to Reading List Source URL: sparc.st-andrews.ac.uk Language: English - Date: 2015-11-25 04:22:59 Stock market Stock Gift Security
407	July 26, 2016 For immediate release Company Name: Stock Code: Name of Representative: Add to Reading List Source URL: www.dnp.co.jp Language: English - Date: 2016-07-27 02:44:08 Stock market Corporate finance Equity securities Treasury stock Share repurchase Stock Tokyo Stock Exchange Share Dai Nippon Printing
408	Microsoft Word - 120627_SOP_E Add to Reading List Source URL: www.iij.ad.jp Language: English - Date: 2015-11-03 21:33:14 Corporate finance Equity securities Stock market Options Mergers and acquisitions Stock Consolidation Warrant Government procurement in the United States Common stock Dividend Preferred stock
409	Microsoft Word - ISGSY260510outlook Add to Reading List Source URL: www.isgirisim.com.tr Language: English - Date: 2015-12-21 09:25:53 Private equity Investment Financial markets Corporate finance Equity securities Private equity fund Venture capital STIC Investments Growth capital Small Enterprise Assistance Funds Private equity secondary market
410	Government & municipal bonds \| Liquidity \| Lynn Strongin Dodds “Many of the muni dealers can be boutique shops that are smaller specialists and for whom automation of Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2016-07-19 17:16:43 Financial markets Local government in the United States Municipal bond Bond Corporate bond Municipal Securities Rulemaking Board Market liquidity High-yield debt Exchange-traded fund Secondary market Security Fixed income

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